P
USRE41580EExpiredUtilityPatentIndex 84

Lactone-containing compounds, polymers, resist compositions, and patterning method

Assignee: SHINETSU CHEMICAL COPriority: Sep 25, 1998Filed: Sep 23, 2005Granted: Aug 24, 2010
Est. expirySep 25, 2018(expired)· nominal 20-yr term from priority
Inventors:HASEGAWA KOJINISHI TSUNEHIROKINSHO TAKESHIHATAKEYAMA JUNWATANABE OSAMU
C07D 307/00G03F 7/0395G03F 7/0045G03F 7/0397C07D 313/04
84
PatentIndex Score
8
Cited by
16
References
48
Claims

Abstract

A novel lactone-containing compound is provided as well as a polymer comprising units of the compound. The polymer is used as a base resin to formulate a resist composition having a high sensitivity, resolution and etching resistance.

Claims

exact text as granted — not AI-modified
1. A lactone-containing compound of the following formula (1): 
                   
       wherein R 1  is hydrogen, methyl or CH 2 CO 2 R 5 , R 2  is hydrogen, methyl or CO 2 R 5 , R 3  is hydrogen or a straight, branched or cyclic alkyl group of 1 to 8 carbon atoms, R 4  is hydrogen or CO 2 R 5 , R 5  is a straight, branched or cyclic alkyl group of 1 to 15 carbon atoms, and X is CH 2 , CH 2 CH 2 , O or S. 
     
     
       2. A compound of  claim 1 , wherein in formula (1), R 3  is hydrogen or a methyl, ethyl, propyl, isopropyl, n-butyl, sec-butyl, tert-butyl, tert-amyl, n-pentyl, n-hexyl, cyclopentyl, cyclohexyl, cyclopentylmethyl, cyclopentylethyl, cyclohexylmethyl or cyclohexylethyl group, and each R 5  is independently a methyl, ethyl, propyl, isopropyl, n-butyl, sec-butyl, tert-butyl, tert-amyl, n-pentyl, n-hexyl, cyclopentyl, cyclohexyl, ethylcyclopentyl, butylcyclopentyl, ethylcyclohexyl, butylcyclohexyl, adamantyl, ethyladamantyl or butyladamantyl group. 
     
     
       3. A polymer comprising units of the following formula (1a) and having a weight average molecular weight of 1,000 to 500,000, 
                   
       wherein R 1  is hydrogen, methyl or CH 2 CO 2 R 5 , R 2  is hydrogen, methyl or CO 2 R 5 , R 3  is hydrogen or a straight, branched or cyclic alkyl group of 1 to 8 carbon atoms, R 4  is hydrogen or CO 2 R 5 , R 5  is a straight, branched or cyclic alkyl group of 1 to 15 carbon atoms, and X is CH 2 , CH 2 CH 2 , O or S. 
     
     
       4. A polymer of  claim 3 , wherein in formula (1a), R 3  is hydrogen or a methyl, ethyl, propyl, isopropyl, n-butyl, sec-butyl, tert-butyl, tert-amyl, n-pentyl, n-hexyl, cyclopentyl, cyclohexyl, cyclopentylmethyl, cyclopentylethyl, cyclohexylmethyl, and cyclohexylethyl group, and each R 5  is independently a methyl, ethyl, propyl, isopropyl, n-butyl, sec-butyl, tert-butyl, tert-amyl, n-pentyl, n-hexyl, cyclopentyl, cyclohexyl, ethylcyclopentyl, butylcyclopentyl, ethylcyclohexyl, butylcyclohexyl, adamantyl, ethyladamantyl or butyladamantyl group. 
     
     
       5. A polymer of  claim 3 , which polymer has a weight average molecular weight of about 3,000 to 100,000. 
     
     
       6. The polymer of  claim 3  further comprising units of at least one of the following formulae (2a) to (10a): 
                   
       wherein R 1  and R 2  are as defined above,
 R 6  is hydrogen or a carboxyl or hydroxyl-containing monovalent hydrocarbon group of 1 to 15 carbon atoms,  
 at least one of R 7  to R 10  is a carboxyl or hydroxylcontaining monovalent hydrocarbon group of 1 to 15 carbon atoms, and the remainder are independently hydrogen or a straight, branched or cyclic alkyl group of 1 to 15 carbon atoms, or R 7  to R 10 , taken together, may form a ring, and when they form a ring, at least one of R 7  to R 10  is a carboxyl or hydroxyl-containing divalent hydrocarbon group of 1 to 15 carbon atoms, and the remainder are independently a single bond or a straight, branched or cyclic alkylene group of 1 to 15 carbon atoms,  
 R 11  is a monovalent hydrocarbon group of 3 to 15 carbon atoms containing a —CO 2 — partial structure,  
 at least one of R 12  to R 15  is a monovalent hydrocarbon group of 2 to 15 carbon atoms containing a —CO 2 — partial structure, and the remainder are independently hydrogen or a straight, branched or cyclic alkyl group of 1 to 15 carbon atoms, or R 12  to R 15 , taken together, may form a ring, and when they form a ring, at least one of R 12  to R 15  is a divalent hydrocarbon group of 1 to 15 carbon atoms containing a —CO 2 — partial structure, and the remainder are independently a single bond or a straight, branched or cyclic alkylene group of 1 to 15 carbon atoms,  
 R 16  is a polycyclic hydrocarbon group of 7 to 15 carbon atoms or an alkyl group containing such a polycyclic hydrocarbon group,  
 R 17  is an acid labile group, and  
 k is equal to 0 or 1.  
 
     
     
       7. A resist composition, comprising the polymer of  claim 3 . 
     
     
       8. A resist composition comprising the polymer of  claim 3 , a photoacid generator capable of generating an acid upon exposure to high-energy radiation or electron beams, and an organic solvent. 
     
     
       9. A resist composition of  claim 8 , wherein the photoacid generator is an onium salt, a diazomethane or glyoxime derivative or a combination thereof. 
     
     
       10. A resist composition of  claim 8 , wherein the photoacid generator is provided in the composition in an amount of about 0.1 to 15 parts by weight per 100 parts by weight of the polymer. 
     
     
       11. A resist composition of  claim 8 , wherein the organic solvent comprises diethylene glycol dimethyl ether, 1-ethoxy-2-propanol or propylene glycol monomethyl ether acetate. 
     
     
       12. A resist composition of  claim 8 , wherein the solvent is provided in the composition in an amount of 200 to 1000 parts by weight per 100 parts by weight of the polymer. 
     
     
       13. A resist composition of  claim 8 , which further comprises a dissolution inhibitor. 
     
     
       14. A resist composition of  claim 8 , which further comprises a basic compound. 
     
     
       15. A resist composition comprising a polymer according to  claim 6 . 
     
     
       16. A resist composition comprising a polymer according to  claim 6 , a photoacid generator capable of generating an acid upon exposure to high-energy radiation or electron beams, and an organic solvent. 
     
     
       17. A method for preparing a polymer comprising effecting radical or anionic polymerization between a atom-containing compound of the general formula (1) and another compound having a carbon-to-carbon double bond 
                   
       wherein R 1  is hydrogen, methyl or CH 2 CO 2 R 5 , R 2  is hydrogen, methyl or CO 2 R 5 , R 3  is H or a straight, branched or cyclic alkyl group of 1 to 8 carbon atoms, R 4  is hydrogen or CO 2 R 5 , R 5  is a straight, branched or cyclic alkyl group of 1 to 15 carbon atoms, and X is CH 2 , C 2 CH 2 , O or S. 
     
     
       18. A method for forming a resist pattern comprising the steps of:
 (i) applying a resist composition according to  claim 7  onto a substrate to form a film,    (ii) heat treating the film and then exposing it to high-energy radiation or electron beams through a photo mask, and    (iii) optionally heat treating the exposed film and developing it with a developer.    
     
     
       19. A method for forming a resist pattern comprising the steps of:
 (i) applying a resist composition according to  claim 8  onto a substrate to form a film,    (ii) heat treating the film and then exposing it to high-energy radiation or electron beams through a photo mask, and    (iii) optionally heat treating the exposed film and developing it with a developer.    
     
     
       20. A compound of  claim 1  wherein R 3  is hydrogen. 
     
     
       21. A lactone- containing  compound of  claim 1  wherein  the following formula (   1   ): 
                 
 
         wherein R   1    is hydrogen, methyl or CH   2   CO   2   R   5   , R   2    is hydrogen, methyl or CO   2   R   5   ,  R 3  is isopropyl, R 4    is hydrogen or CO   2   R   5   , R   5    is a straight, branched or cyclic alkyl group of  1  to  15  carbon atoms, and X is CH   2   , CH   2   CH   2   , O or S . 
     
     
       22. A lactone- containing compound of the following formula  (   1   ): 
                   
       
         wherein R 
         1  
         is hydrogen, methyl or CH 
         2 
         CO 
         2 
         R 
         5 
         , R 
         2  
         is hydrogen, methyl or CO 
         2 
         R 
         5 
         , R 
         3  
         is hydrogen or a straight, branched or cyclic alkyl group of  1  to  8  carbon atoms, R 
         4  
         is hydrogen or CO 
         2 
         R 
         5 
         , R 
         5  
         is a straight, branched or cyclic alkyl group of  1  to  15  carbon atoms, and X is O or S. 
       
     
     
       23. The compound of  claim 22 , wherein X is O. 
     
     
       24. A lactone containing compound of the following formula (   1   ): 
                   
       
         wherein R 
         1  
         is hydrogen, methyl or CH 
         2 
         CO 
         2 
         R 
         5 
         , R 
         2  
         is hydrogen, methyl or CO 
         2 
         R 
         5 
         , R 
         3  
         is hydrogen or a straight, branched or cyclic alkyl group of  1  to  8  carbon atoms, R 
         4  
         is CO 
         2 
         R 
         5 
         , R 
         5  
         is a straight, branched or cyclic alkyl group of  1  to  15  carbon atoms, and X is CH 
         2 
         , CH 
         2 
         CH 
         2 
         , O or S. 
       
     
     
       25. A polymer comprising units of the following formula (   1 a )  and having a weight average molecular weight of  1 , 000  to  500 , 000 :                      
       
         wherein R 
         1  
         is hydrogen, methyl or CH 
         2 
         CO 
         2 
         R 
         5 
         , R 
         2  
         is hydrogen, methyl or CO 
         2 
         R 
         5 
         , R 
         3  
         is hydrogen or a straight, branched or cyclic alkyl group of  1  to  8  carbon atoms, R 
         4  
         is hydrogen or CO 
         2 
         R 
         5 
         , R 
         5  
         is a straight, branched or cyclic alkyl group of  1  to  15  carbon atoms, and X is O or S. 
       
     
     
       26. The polymer of  claim 24 , further comprising at least one unit of at least one of the following formulae (   2 a )  to  (   10 a ): 
                   
       
         wherein  
         
           R 
           1  
           and R 
           2  
           are as defined above,  
         
           R   6    is hydrogen or a carboxyl or hydroxyl - containing monovalent hydrocarbon group of  1  to  15  carbon atoms,    
           at least one of R   7    to R   10    is a carboxyl or hydroxyl - containing monovalent hydrocarbon group of  1  to  15  carbon atoms, and the remainder are independently hydrogen or a straight, branched or cyclic alkyl group of  1  to  15  carbon atoms, or two of R   7    to R   10   , taken together, may form a ring, and when they form a ring, they together are a carboxyl -  or hydroxyl - containing divalent hydrocarbon group of  1  to  15  carbon atoms, and the remainder of R   7    to R   10    are independently a single bond or a straight, branched or cyclic alkylene group of  1  to  15  carbon atoms,    
         
           R 
           11  
           is a monovalent hydrocarbon group of  3  to  15  carbon atoms containing a —CO 
           2 
           — partial structure,  
         
         
           at least one of R 
           12  
           to R 
           15  
           is a monovalent hydrocarbon group of  2  to  15  carbon atoms containing a —CO 
           2 
           — partial structure, and the remainder are independently hydrogen or a straight, branched or cyclic alkyl group of  1  to  15  carbon atoms, or two of R 
           12  
           to R 
           15 
           , taken together, may form a ring, and when they form a ring, they together are a divalent hydrocarbon group of  1  to  15  carbon atoms containing a —CO 
           2 
           — partial structure, and the remainder of R 
           12  
           to R 
           15  
           are independently a single bond or a straight, branched or cyclic alkylene group of  1  to  15  carbon atoms,  
         
         
           R 
           16  
           is a polycyclic hydrocarbon group of  7  to  15  carbon atoms or an alkyl group containing such a polycyclic hydrocarbon group,  
         
         
           R 
           17  
           is an acid labile group, and  
         
         
           k is equal to  0  or  1 . 
         
       
     
     
       27. A resist composition, comprising the polymer of  claim 26  and a photoacid generator. 
     
     
       28. A resist composition comprising the polymer of  claim 26 , a photoacid generator capable of generating an acid upon exposure to high- energy radiation or electron beams, and an organic solvent.   
     
     
       29. A method for forming a resist pattern comprising the steps of:
 ( i )  applying a resist composition according to    claim 28    onto a substrate to form a film,      ( ii )  heat treating the film and then exposing it to high - energy radiation or electron beams through a photo mask, and      ( iii )  optionally heat treating the exposed film and developing it with a developer.     
     
     
       30. The polymer of  claim 26 , wherein X is O. 
     
     
       31. A resist composition, comprising the polymer of  claim 25  and a photoacid generator. 
     
     
       32. A resist composition comprising the polymer of  claim 25 , a photoacid generator capable of generating an acid upon exposure to high- energy radiation or electron beams, and an organic solvent.   
     
     
       33. A method for forming a resist pattern comprising the steps of:
 ( i )  applying a resist composition according to    claim 32    onto a substrate to form a film,      ( ii )  heat treating the film and then exposing it to high - energy radiation or electron beams through a photo mask, and      ( iii )  optionally heat treating the exposed film and developing it with a developer.     
     
     
       34. The polymer of  claim 25 , wherein X is O. 
     
     
       35. A resist composition, comprising the polymer of  claim 34  and a photoacid generator. 
     
     
       36. A method for forming a resist pattern comprising the steps of:
 ( i )  applying a resist composition according to    claim 35    onto a substrate to form a film,      ( ii )  heat treating the film and then exposing it to high - energy radiation or electron beams through a photo mask, and      ( iii )  optionally heat treating the exposed film and developing it with a developer.     
     
     
       37. A resist composition comprising the polymer of  claim 34 , a photoacid generator capable of generating an acid upon exposure to high- energy radiation or electron beams, and an organic solvent.   
     
     
       38. A polymer comprising units of the following formula (   1 a )  and having a weight average molecular weight of  1 , 000  to  500 , 000 :                      
       
         wherein R 
         1  
         is hydrogen, methyl or CH 
         2 
         CO 
         2 
         R 
         5 
         , R 
         2  
         is hydrogen, methyl or CO 
         2 
         R 
         5 
         , R 
         3  
         is hydrogen or a straight, branched or cyclic alkyl group of  1  to  8  carbon atoms, R 
         4  
         is CO 
         2 
         R 
         5 
         , R 
         5  
         is a straight, branched or cyclic alkyl group of  1  to  15  carbon atoms, and X is CH 
         2 
         , CH 
         2 
         CH 
         2 
         , O or S. 
       
     
     
       39. The polymer of  claim 38 , further comprising at least one unit of at least one of the following formulae (   2 a )  to  (   10 a ): 
                   
       
         wherein:  
         
           R 
           1  
           and R 
           2  
           are as defined above,  
         
           R   6    is hydrogen or a carboxyl or hydroxyl - containing monovalent hydrocarbon group of  1  to  15  carbon atoms,    
           at least one of R   7    to R   10    is a carboxyl or hydroxyl - containing monovalent hydrocarbon group of  1  to  15  carbon atoms, and the remainder are independently hydrogen or a straight, branched or cyclic alkyl group of  1  to  15  carbon atoms, or two of R   7    to R   10   , taken together, may form a ring, and when they form a ring, they together are a carboxyl -  or hydroxyl - containing divalent hydrocarbon group to  1  to  15  carbon atoms, and the remainder of R   7    to R   10    are independently a single bond or a straight, branched or cyclic alkylene group of  1  to  15  carbon atoms,    
         
           R 
           11  
           is a monovalent hydrocarbon group of  3  to  15  carbon atoms containing a —CO 
           2 
           — partial structure,  
         
         
           at least one of R 
           12  
           to R 
           15  
           is a monovalent hydrocarbon group of  2  to  15  carbon atoms containing a —CO 
           2 
           — partial structure, and the remainder are independently hydrogen or a straight, branched or cyclic alkyl group of  1  to  15  carbon atoms, or two of R 
           12  
           to R 
           15 
           , taken together, may form a ring, and when they form a ring, they together are a divalent hydrocarbon group of  1  to  15  carbon atoms containing a —CO 
           2 
           — partial structure, and the remainder of R 
           12  
           to R 
           15  
           are independently a single bond or a straight, branched or cyclic alkylene group of  1  to  15  carbon atoms,  
         
         
           R 
           16  
           is a polycyclic hydrocarbon group of  7  to  15  carbon atoms or an alkyl group containing such a polycyclic hydrocarbon group,  
         
         
           R 
           17  
           is an acid labile group, and  
         
         
           k is equal to  0  or  1 . 
         
       
     
     
       40. A resist composition, comprising the polymer of  claim 39  and a photoacid generator. 
     
     
       41. A resist composition comprising the polymer of  claim 39 , a photoacid generator capable of generating an acid upon exposure to high- energy radiation or electron beams, and an organic solvent.   
     
     
       42. A method for forming a resist pattern comprising the steps of:
 ( i )  applying a resist composition according to    claim 41    onto a substrate to form a film,      ( ii )  heat treating the film and then exposing it to high - energy radiation or electron beams through a photo mask, and      ( iii )  optionally heat treating the exposed film and developing it with a developer.     
     
     
       43. A resist composition, comprising the polymer of  claim 38  and a photoacid generator. 
     
     
       44. A resist composition comprising the polymer of  claim 38 , a photoacid generator capable of generating an acid upon exposure to high- energy radiation or electron beams, and an organic solvent.   
     
     
       45. A method for forming a resist pattern comprising the steps of:
 ( i )  applying a resist composition according to    claim 44    onto a substrate to form a film,      ( ii )  heat treating the film and then exposing it to high - energy radiation or electron beams through a photo mask, and      ( iii )  optionally heat treating the exposed film and developing it with a developer.     
     
     
       46. A method for preparing a polymer comprising effecting radical or anionic polymerization between a lactone- containing compound of the formula  (   1   )  and another compound having a carbon - to - carbon double bond                      
       
         wherein R 
         1  
         is hydrogen, methyl or CH 
         2 
         CO 
         2 
         R 
         5 
         , R 
         2  
         is hydrogen, methyl or CO 
         2 
         R 
         5 
         , R 
         3  
         is hydrogen or a straight, branched or cyclic alkyl group of  1  to  8  carbon atoms, R 
         4  
         is hydrogen or CO 
         2 
         R 
         5 
         , R 
         5  
         is a straight, branched or cyclic alkyl group of  1  to  15  carbon atoms, and X is O or S. 
       
     
     
       47. The method of  claim 46 , wherein X is O. 
     
     
       48. A method for preparing a polymer comprising effecting radical or anionic polymerization between a lactone- containing compound of the formula  (   1   )  and another compound having a carbon - to - carbon double bond                      
       
         wherein R 
         1  
         is hydrogen, methyl or CH 
         2 
         CO 
         2 
         R 
         5 
         , R 
         2  
         is hydrogen, methyl or CO 
         2 
         R 
         5 
         , R 
         3  
         is hydrogen or a straight, branched or cyclic alkyl group of  1  to  8  carbon atoms, R 
         4  
         is CO 
         2 
         R 
         5 
         , R 
         5  
         is a straight, branched or cyclic alkyl group of  1  to  15  carbon atoms, and X is CH 
         2 
         , CH 
         2 
         CH 
         2 
         , O or S.

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